Phantoms of the Mind
Kirk Straughen
(Investigator 74, 2000 September)
Introduction
Broadly
speaking, a ghost is usually thought to be the soul of a deceased
person which, rather than entering the spirit realm, remains bound to
the material world for a number of reasons: as a punishment, because of
improper burial, or to seek revenge on the living.
Belief
in ghosts is common to most, if not all, cultures. In ancient Egypt,
for example, spells were often written on the walls of houses as
protection from wandering ghosts; the naturalist Pliny the Younger (c.
61 AD - 114 AD) mentions an encounter between the philosopher
Athenodorus and an apparition; and many contemporary Chinese believe
that the deceased may become ghosts if the rituals associated with
ancestor worship are not observed in accordance with tradition.
Ghosts appear in a variety of forms that can be roughly divided into the following categories:
(1) Visible apparitions that can assume the semblance of human figures, clouds of mist, spectral lights or bloodstains.
(2)
Invisible manifestations, such as poltergeists that move objects,
produce various noises such as tapping or knocking sounds; and then
there are those that cause sensations of being touched by icy hands.
(3) Purely emotional reactions that can only be described as eerie feelings or sensations of an unseen presence.
The
question is: do ghosts exist as extant entities, or are they purely
psychological in nature, arising from processes occurring within the
percipient's own brain? I shall now address these questions.
Brains, Minds & Souls
Is
there any evidence that we possess a supernatural component to our
nature that can survive the death of the body, and be a source from
which ghostly phenomena could arise?
Some
people may argue that ghosts prove we are not entirely material beings,
and that there is an immaterial part to our nature that survives the
cessation of the body's organic processes. Proponents of this idea,
however, assume as being true what in fact needs to be proved — namely,
that the soul exists, and that ghosts are manifestations of this
entity.
If
souls exist, then how can they be defined? In Western culture, the soul
is usually associated with the mind — the Greek philosopher Plato, for
example, held that the intellectual, or rational soul was immortal and
located in the brain, and for the purpose of this article I shall adopt
this point of view: that "soul" corresponds to the totality of our
mental life.
Unfortunately
for believers, the evidence to date clearly shows that all bodily
processes, including mental phenomena, are ultimately material in
nature: — complex chemical reactions and neuronal interactions that
depend for their existence on the organic structures from which they
arise:
"New
technology like PET studies reveals the neurological underpinnings of
attention and its more evolved sibling — consciousness. Neither results
from the operation of a single brain area, nor of the brain as a whole.
Rather, the brain’s modules, sometimes widely separated groups of
neuronal circuits, cooperatively create what none of them can do
separately." (R Restak: Brainscapes, page 35)
Although
all aspects of the mind are not yet fully understood, there is little
doubt they depend on a material brain for their existence and, that
when the brain dies, all mental phenomena cease.
The
idea that there is more to a person than just a physical body probably
arose in the Palaeolithic era of Earth's history, for it is at this
point in time that the archaeological record reveals humans beginning
to ritually bury their dead, a good indication that our remote
ancestors were beginning to develop a belief in some kind of afterlife.
We
may never know exactly how this idea arose, however, it is possible
that, as the intellectual life of early humans developed, people began
to speculate on the nature of life and death and connected these
phenomena with the observation that when a person dies, the breath
leaves the body, and the corpse grows cold and decays. Yet, the dead
can appear to the living in dreams and visions — not as corpses, but as
living beings, and it is from thinking about these experiences that the
idea of the soul may have arisen:
"A
comparative examination of various tribal beliefs concerning the soul
makes it clear that at one time these were rationalized and even
plausible conclusions, deriving from genuine and identifiable
experience — but based on premises which we would now regard as
unsatisfactory... The experiences from which animistic belief [the idea
that living and lifelike objects are animated by souls] derives are, in
fact, universal human experiences: the phenomena of birth, death,
dreams, seeing, memory, and thought, of conscience, language, and
culture." (W. La Bane: The Human Animal, page 272.)
Once
the idea of the soul was established, its survival was assured, for one
of our greatest fears is the fear of death, and what better way to
conquer this inescapable fate than to believe that, although the
dissolution of the physical body is assured, so too, is the
continuation of life in an immaterial form.
Paranormal Explanations
Although
there is no evidence for any supernatural or paranormal component to
human nature that could produce ghostlike phenomena, proponents of the
paranormal will probably continue to offer all manner of
pseudoscientific explanations in order to support their belief in
ghosts, and thereby attempt to clothe naked superstition in the
garments of respectable scientific jargon:
"An
explanation of haunting has been offered on the basis of psychic
emissions rather like the particles emitted in radioactivity, but of
course non-physical, non-material; the particles are called 'psychons',
and the theory suggests that they remain in a house, carrying an
imprint of a particular scene, which becomes perceptible to certain
minds in certain circumstances." (Man, Myth & Magic, Vol. 3, page
1101)
In
my opinion this explanation clarifies nothing. Indeed, such definitions
and attributes as "non-physical" and "non-material" are negations of
the very qualities that define extant entities, and can really only
apply to things that have no existence in any meaningful sense of the
word.
Indeed,
incorporeal entities (even if they exist) could not interact with the
material world. To test this proposition, conduct the following
experiment:
Try
picking up an object with the shadow (an incorporeal entity) of your
hand. You will discover that it can't be done because the shadow, being
immaterial, can't impinge upon material objects, and consequently can
have no effect upon them.
Without
meaning to belabour the point, the reason why incorporeal entities
can't interact with the material world is because their very attributes
negate all such possibilities. Indeed, if such things exist, then we
could not be aware of them for this very reason — they would not be
capable of rendering impressions to our senses.
An
additional problem is that ghosts are reputed to display patterns of
behaviour, and this suggests they must possess some kind of structural
organisation that is complex enough to give rise to these actions.
Complexity, however, depends on matter for its existence — in nature,
there is a hierarchy of intricacy from subatomic particles to atoms;
from atoms to molecules; from molecules to single cell organisms; and
from single cell organisms to multicellular organisms. Now, as the
complexity of an entity increases, so too, does the range of behaviour
that it can exhibit: the behaviour of a human being, for example, is
far more complex than that of an amoeba.
Ghosts,
on the other hand, are considered to be immaterial. However, can
immaterial psychons interact with other immaterial psychons and, in the
process, form entities with a high order of complexity? A version of
the medieval scholastic question "how many angels can dance on the head
of a pin," may be of assistance in deciding the issue.
Surprisingly,
this question is not as foolish as it first appears, as the answer has
significant implications for the nature of paranormal entities. So, how
many psychons can dance on the head of a pin? If the answer is a finite
number, then psychons are material — they would occupy space, touch
each other and thereby limit the number that could exist in a given
area. However, if the number is infinite, then psychons are immaterial
— they would not occupy space, could not touch each other and,
therefore, an infinite number could pervade a finite area.
The
problem, however, is that if psychons can't touch each other, then they
could not interact with each other, and therefore would not be able to
form structures from which complex behaviour could emerge. In other
words, their behaviour could not be more complex than that of natural
subatomic particles which, needless to say, can't act like a video
camera, record events in a person's life, and then project holographic
images of them after their death.
If
proponents of the paranormal argue that psychons are particulate, then
these entities come within the sphere of the natural world because they
would possess attributes similar to those of material objects, and
therefore be capable of detection by scientific instruments. However,
it is interesting to note that no physicist has ever observed psychons
in a bubble chamber, a device especially designed to discover subatomic
particles.
Natural Explanations
Some
people may dismiss all these difficulties, and continue to maintain
that apparitions are extant paranormal manifestations. However, there
may be perfectly natural explanations that can account for these
phenomena, and I shall now proceed to examine this possibility.
For
example, there is the belief in ghosts itself — people can often see
what they consciously or unconsciously expect to see, especially under
conditions that are conducive to ghostly illusions and hallucinations:
if a location has an eerie atmosphere or a reputation for being
haunted, then a person may experience a spectral hallucination as a
result of autosuggestion — a dimly seen shape, a dream or a strange
noise becomes charged with supernatural qualities. Indeed, some people
may be predisposed to these experiences:
"The
ability to have hallucinatory experiences may be a function of
personality. In his examination of hallucinatory cases, researcher
Andrew MacKenzie found that about one-third of the cases occurred just
before or after sleep ... or when the percipient was awakened at night.
Other experiences took place when the witness was in a state of
relaxation, doing routine work in the home, or concentrating on some
activity such as reading a book. With the external world shut out, the
subconscious was able to release impressions, which sometimes took the
form of an apparition."
(R.E. Guiley: Harper’s Encyclopedia of Mystical and Paranormal Experience, pages 27-28)
These
phenomena, although hallucinatory in nature, can appear very real to
some people. For example, on one occasion I experienced an auditory
hallucination of an old woman rocking in her rocking-chair in a dark
corner of my room. On other occasions I have distinctly heard doors
opening and closing in various rooms of my home, and on one occasion I
woke to find a shadowy figure standing over me, a figure that vanished
when I tried to touch it. On other occasions I have experienced tactile
hallucinations of ghostly fingers tapping the back of my neck, and the
sense of a unseen presence.
So,
do I live in a haunted house? Am I in danger of being possessed by evil
spirits? The answer is a definite no — these experiences are caused by
a well known phenomena called "sleep paralysis" which is often
accompanied by auditory and visual hallucinations of the kind I have
just described. Having personally experienced these illusions I can
understand how someone who is unaware of their natural origin could
mistakenly believe that they were being caused by the presence of a
supernatural entity.
Indeed,
these hallucinations are the fertile soil from which ghost stories can
develop — the percipient tells someone of their experience, and this
person either intentionally or unintentionally asks leading questions
which further shape the account; the tale grows with the telling, and
eventually a fully fledged encounter with a phantom emerges from a
purely natural event.
It
is also important to remember that memory is not a static thing (like a
photograph), but a dynamic process that can change with the passage of
time. For example, on one occasion when my mother was hanging out the
washing in her garden, she saw something out of the corner of her eye
which vanished when she looked at it squarely. She initially described
the object as a "white shape", however, as time passed the account
began to evolve and developed into a vision of my grandmother: young,
beautiful and dressed in a white robe.
This
example serves as a cautionary tale: no matter how sincere a person may
be, unconscious elaborations can creep into their memory, and the final
result may bear little relation to what actually occurred. As well as
the psychology of the percipient, the supposed paranormal activity of
ghosts may also result from deliberate trickery:
"In
my numerous investigations [of poltergeist activity] in so-called
haunted houses, I have always been successful in detecting the human
agent behind all such happenings ... It generally develops in boys and
girls of adolescent age due to some sort of frustration or mental
conflict."
(A. Kovoor: Gods, Demons & Spirits, pages 228-229)
Conclusion
1.
There is no evidence that human personality can survive the death of
the physical body. Indeed, personality, consciousness and all other
aspects of our mental life are dependent on material structures and,
when these structures decay, we cease to be.
2.
The idea of ghosts probably emerged from the concept of the soul, which
arose in prehistory, possibly as a result of speculation on the mystery
of life and death, the nature of dreams, and hallucinations.
3.
The perception of ghosts is most likely due to psychological processes
occurring in the percipient’s own brain, combined in some cases with
human trickery, rather than extant supernatural entities.
Bibliography
Cavendish, R. Man, Myth & Magic, Purnell, (Ed.) England (date not shown).
Guiley, R.E. Harper’s Encyclopedia of Mystical and Paranormal Experience, Harper-Collins Publishers, New York, 1991.
Kovoor, A. Gods, Demons & Spirits, Jaico Publishing House, Bombay, 1995.
La Bane, W. The Human Animal. University of Chicago Press, Chicago, 1968.
Mulholland, J. Beware Familiar Spirits, Charles Scribner’s Sons, New York, 1979.
Rawcliffe, D.H. Illusions and Delusions of the Supernatural and the Occult, Dover Publications Inc., New York, 1959.
Restak, R. Brainscapes, Hyperion, New York, 1995.
Sagan, C. The Demon-Haunted World, Headline Book Publishing, London, 1996.